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Table 3 Summary of the limitations of the commonly used priority-setting approaches

From: The quest for a framework for sustainable and institutionalised priority-setting for health research in a low-resource setting: the case of Zambia

PS approach

Limitations

 

As identified in the literature

As identified at the workshop, in addition to those in the literature

ENHR

• Process overly based on participant experience, knowledge and views

• Identified interventions and research questions are not systematically compiled

• Does not clarify which stakeholders to involve and how they can be involved

Might involve several costs:

• Hiring facilitation experts, e.g. reviewers reviewing the proposals, and those with needed technical skills to translate research issues into research questions

• Dissemination costs

• Evaluation costs

• Implementation costs (while a PS process is not responsible for implementation costs, they must be considered during the PS process)

• Oversight or monitoring is necessary, along with a consideration of relevant costs and hence might not be easily institutionalised within the Ministry

CHNRI

• High risk of bias: the options that are included in the ranking are generated by a small group of experts who may be influenced by their own knowledge and expertise [1, 6]

• Does not consider existing government priorities [11]

• In most of the cases, the PS process itself was not evaluated [6, 14]

• The process is long and complex, which could directly affect response rates [12]

• Complex methodology

• Difficult to obtain the right mix of stakeholders depending on the area to be explored

• Challenges inherent in getting people to understand how to participate in a reference group

• Cost of the PS process:

• Meeting costs – bringing stakeholders together

• Program Budgeting Marginal Analysis costs – expert might be required

• Costs associated with call

• Implementation costs

JLA

• The potential inability of patients to respond to surveys and thus registering their perceived treatment uncertainties

• Patients may not be equal participants in prioritisation workshops [25]

• In some cases, the scope/boundaries of the treatment uncertainty is ill defined and wide ranging [25, 28]

• Focus on patients and on disease-specific areas; unclear if the approach is applicable in a broader context

• No clear guidance seems to be provided with regards to ranking the treatment uncertainties

• Very difficult to use virtual means to involve necessary populations

• Overly biased to treatment needs (and not, for instance, to system needs)

• Assumption that the representatives are able to ‘truly represent’ those they claim to represent

• How to scale this PS process up to a higher level, e.g. meso- or macro-levels?

Costing of PS process:

• Human resource costs – consultant if necessary to facilitate process; expert to design survey to collect data on uncertainties

• Costs of convening stakeholders meetings

• Dissemination costs

CAM

• Lack of information for decision-making in most LICs presents a challenge

• It is a difficult method; may be impossible to adequately summarise the wealth of evidence on some topics to a few sentences

• Lacks in rigour: the identified priorities are not systematically compiled

• Final decision-making performed by a panel of experts who may not be representative

• The information needs may necessitate a lot of resources: time and money

• Difficulty in obtaining required evidence Long-term use (especially if the approach will be used again) requires routine, functional systems that collect data (e.g. morbidity, mortality causes) over time

• Might require experts on the framework, oversight and facilitation

• Complex and multifaceted processes

• Diverse skill sets required (e.g. epidemiology, health systems, policy-making)

Implementation costs

• Costs of validation

• Hardware and software costs

• Paying highly specialised people to spend time to sit together to figure out the individual components is a time-intensive process

L4D

• Does not provide enough detail on technical issues related to PS process

• Requires evidence which may be lacking in some contexts (e.g. the MENA case)

• Data collection/analysis did not distinguish between responses given by policy-makers, researchers and representatives of the non-state sector

• Purposeful selection of respondents might introduce bias

• The lack of criteria creates a question as to how priority issues are identified

• Having ‘research experts’ apply seven criteria could introduce bias

• Time consuming process – time is an important commodity

• Requires expertise in identification of stakeholders

• Costs of facilitator for group process

• Time discounting – if you are developing priorities for 10 years the process could be seen as cost effective

• Validation of research themes with stakeholders

• Investing in pilot projects

  1. (Sources: [2,3,4,5,6,7,8,9,10, 19,20,21,22,23,24,25,26,27,28,29, 40])
  2. CAM Combined Approach Matrix, CHNR Child Health and Nutrition Research, ENHR Essential National Health Research, JLA James Lind Alliance, L4D Listening for Direction, LIC low-income country, PS priority-setting